Chapter 1 Spirituality

It would not be too strong to say that I felt sane for the first time in my life. And yet the change in my consciousness seemed entirely straightforward. I was simply talking to my friend—about what, I don’t recall—and realized that I had ceased to be concerned about myself. I was no longer anxious, self-critical, guarded by irony, in competition, avoiding embarrassment, ruminating about the past and future, or making any other gesture of thought or attention that separated me from him. I was no longer watching myself through another person’s eyes. (Page 10)

Few scientists and philosophers have developed strong skills of introspection—in fact, most doubt that such abilities even exist. Conversely, many of the greatest contemplatives know nothing about science. But there is a connection between scientific fact and spiritual wisdom, and it is more direct than most people suppose. Although the insights we can have in meditation tell us nothing about the origins of the universe, they do confirm some well-established truths about the human mind: Our conventional sense of self is an illusion; positive emotions, such as compassion and patience, are teachable skills; and the way we think directly influences our experience of the world. (Page 14)

The feeling that we call “I” is an illusion. There is no discrete self or ego living like a Minotaur in the labyrinth of the brain. And the feeling that there is—the sense of being perched somewhere behind your eyes, looking out at a world that is separate from yourself—can be altered or entirely extinguished. Although such experiences of “self-transcendence” are generally thought about in religious terms, there is nothing, in principle, irrational about them. From both a scientific and a philosophical point of view, they represent a clearer understanding of the way things are. (Page 15)

Where I do discuss specific teachings, such as those of Buddhism or Advaita Vedanta, it isn’t my purpose to provide anything like a comprehensive account. Readers who are loyal to any one spiritual tradition or who specialize in the academic study of religion, may view my approach as the quintessence of arrogance. I consider it, rather, a symptom of impatience. There is barely time enough in a book—or in a life—to get to the point. Just as a modern treatise on weaponry would omit the casting of spells and would very likely ignore the slingshot and the boomerang, I will focus on what I consider the most promising lines of spiritual inquiry. (Page 16)

It seems to me that I spend much of my waking life in a neurotic trance. My experiences in meditation suggest, however, that an alternative exists. It is possible to stand free of the juggernaut of self, if only for moments at a time. (Page 17)

I can attest that when one goes into silence and meditates for weeks or months at a time, doing nothing else—not speaking, reading, or writing, just making a moment-to-moment effort to observe the contents of consciousness—one has experiences that are generally unavailable to people who have not undertaken a similar practice. I believe that such states of mind have a lot to say about the nature of consciousness and the possibilities of human well-being. Leaving aside the metaphysics, mythology, and sectarian dogma, what contemplatives throughout history have discovered is that there is an alternative to being continuously spellbound by the conversation we are having with ourselves; there is an alternative to simply identifying with the next thought that pops into consciousness. And glimpsing this alternative dispels the conventional illusion of the self. (Page 20)

On one level, wisdom is nothing more profound than an ability to follow one’s own advice. (Page 21)

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In Judaism, Christianity, and Islam, the human soul is conceived as genuinely separate from the divine reality of God. The appropriate attitude for a creature that finds itself in this circumstance is some combination of terror, shame, and awe. In the best case, notions of God’s love and grace provide some relief—but the central message of these faiths is that each of us is separate from, and in relationship to, a divine authority who will punish anyone who harbors the slightest doubt about His supremacy. (Page 27)

The Indian tradition is comparatively free of problems of this kind. Although the teachings of Buddhism and Advaita are embedded in more or less conventional religions, they contain empirical insights about the nature of consciousness that do not depend upon faith. One can practice most techniques of Buddhist meditation or the method of self-inquiry of Advaita and experience the advertised changes in one’s consciousness without ever believing in the law of karma or in the miracles attributed to Indian mystics. To get started as a Christian, however, one must first accept a dozen implausible things about the life of Jesus and the origins of the Bible—and the same can be said, minus a few unimportant details, about Judaism and Islam. If one should happen to discover that the sense of being an individual soul is an illusion, one will be guilty of blasphemy everywhere west of the Indus. (Page 28)

Serious study of Eastern thought by outsiders did not begin until the late eighteenth century. The first translation of a Sanskrit text into a Western language appears to have been Sir Charles Wilkins’s rendering of the Bhagavad Gita, a cornerstone text of Hinduism, in 1785. The Buddhist canon would not attract the attention of Western scholars for another hundred years. (Page 29)

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This wisdom began to trickle westward once Swami Vivekananda introduced the teachings of Vedanta at the World Parliament of Religions in Chicago in 1893. Again, Buddhism lagged behind: A few Western monks living on the island of Sri Lanka were beginning to translate the Pali Canon, which remains the most authoritative record of the teachings of the historical Buddha, Siddhartha Gautama. However, the practice of Buddhist meditation wouldn’t actually be taught in the West for another half century. (Page 32)

Buddhism has been of special interest to Western scientists for reasons already hinted at. It isn’t primarily a faith-based religion, and its central teachings are entirely empirical. Despite the superstitions that many Buddhists cherish, the doctrine has a practical and logical core that does not require any unwarranted assumptions. (Page 34)

Unlike the doctrines of Judaism, Christianity, and Islam, the teachings of Buddhism are not considered by their adherents to be the product of infallible revelation. They are, rather, empirical instructions: If you do X, you will experience Y. Although many Buddhists have a superstitious and cultic attachment to the historical Buddha, the teachings of Buddhism present him as an ordinary human being who succeeded in understanding the nature of his own mind. Buddha means “awakened one”—and Siddhartha Gautama was merely a man who woke up from the dream of being a separate self. (Page 35)

There is now little question that how one uses one’s attention, moment to moment, largely determines what kind of person one becomes. Our minds—and lives—are largely shaped by how we use them. (Page 36)

Although the experience of self-transcendence is, in principle, available to everyone, this possibility is only weakly attested to in the religious and philosophical literature of the West. Only Buddhists and students of Advaita Vedanta (which appears to have been heavily influenced by Buddhism) have been absolutely clear in asserting that spiritual life consists in overcoming the illusion of the self by paying close attention to our experience in the present moment. (Page 37)

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The teachings of Buddhism and Advaita are best viewed as lab manuals and explorers’ logs detailing the results of empirical research on the nature of human consciousness. (Page 38)

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The reality of your life is always now. And to realize this, we will see, is liberating. In fact, I think there is nothing more important to understand if you want to be happy in this world. (Page 39)

For beginners, I usually recommend a technique called vipassana (Pali for “insight”), which comes from the oldest tradition of Buddhism, the Theravada. One of the advantages of vipassana is that it can be taught in an entirely secular way. Experts in this practice generally acquire their training in a Buddhist context, and most retreat centers in the United States and Europe teach its associated Buddhist philosophy. Nevertheless, this method of introspection can be brought into any secular or scientific context without embarrassment. (The same cannot be said for the practice of chanting to Lord Krishna while banging a drum.) That is why vipassana is now being widely studied and adopted by psychologists and neuroscientists. (Page 40)

The quality of mind cultivated in vipassana is almost always referred to as “mindfulness,” and the literature on its psychological benefits is now substantial. There is nothing spooky about mindfulness. It is simply a state of clear, nonjudgmental, and undistracted attention to the contents of consciousness, whether pleasant or unpleasant. Cultivating this quality of mind has been shown to reduce pain, anxiety, and depression; improve cognitive function; and even produce changes in gray matter density in regions of the brain related to learning and memory, emotional regulation, and self-awareness. (Page 41)

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There is nothing passive about mindfulness. One might even say that it expresses a specific kind of passion—a passion for discerning what is subjectively real in every moment. It is a mode of cognition that is, above all, undistracted, accepting, and (ultimately) nonconceptual. Being mindful is not a matter of thinking more clearly about experience; it is the act of experiencing more clearly, including the arising of thoughts themselves. Mindfulness is a vivid awareness of whatever is appearing in one’s mind or body—thoughts, sensations, moods—without grasping at the pleasant or recoiling from the unpleasant. One of the great strengths of this technique of meditation, from a secular point of view, is that it does not require us to adopt any cultural affectations or unjustified beliefs. It simply demands that we pay close attention to the flow of experience in each moment. (Page 42)

The principal enemy of mindfulness—or of any meditative practice—is our deeply conditioned habit of being distracted by thoughts. The problem is not thoughts themselves but the state of thinking without knowing that we are thinking. In fact, thoughts of all kinds can be perfectly good objects of mindfulness. In the early stages of one’s practice, however, the arising of thought will be more or less synonymous with distraction—that is, with a failure to meditate. Most people who believe they are meditating are merely thinking with their eyes closed. By practicing mindfulness, however, one can awaken from the dream of discursive thought and begin to see each arising image, idea, or bit of language vanish without a trace. What remains is consciousness itself, with its attendant sights, sounds, sensations, and thoughts appearing and changing in every moment. (Page 42)

In the beginning of one’s meditation practice, the difference between ordinary experience and what one comes to consider “mindfulness” is not very clear, and it takes some training to distinguish between being lost in thought and seeing thoughts for what they are. In this sense, learning to meditate is just like acquiring any other skill. It takes many thousands of repetitions to throw a good jab or to coax music from the strings of a guitar. With practice, mindfulness becomes a well-formed habit of attention, and the difference between it and ordinary thinking will become increasingly clear. Eventually, it begins to seem as if you are repeatedly awakening from a dream to find yourself safely in bed. No matter how terrible the dream, the relief is instantaneous. And yet it is difficult to stay awake for more than a few seconds at a time. (Page 43)

My friend Joseph Goldstein, one of the finest vipassana teachers I know, likens this shift in awareness to the experience of being fully immersed in a film and then suddenly realizing that you are sitting in a theater watching a mere play of light on a wall. Your perception is unchanged, but the spell is broken. Most of us spend every waking moment lost in the movie of our lives. (Page 43)

The Buddha taught mindfulness as the appropriate response to the truth of dukkha, usually translated from the Pali, somewhat misleadingly, as “suffering.” A better translation would be “unsatisfactoriness.” Suffering may not be inherent in life, but unsatisfactoriness is. We crave lasting happiness in the midst of change: Our bodies age, cherished objects break, pleasures fade, relationships fail. Our attachment to the good things in life and our aversion to the bad amount to a denial of these realities, and this inevitably leads to feelings of dissatisfaction. Mindfulness is a technique for achieving equanimity amid the flux, allowing us to simply be aware of the quality of experience in each moment, whether pleasant or unpleasant. (Page 43)

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Again, the problem is not thoughts themselves but the state of thinking without being fully aware that we are thinking. (Page 45)

As every meditator soon discovers, distraction is the normal condition of our minds: Most of us topple from the wire every second—whether gliding happily into reverie or plunging into fear, anger, self-hatred, and other negative states of mind. Meditation is a technique for waking up. The goal is to come out of the trance of discursive thinking and to stop reflexively grasping at the pleasant and recoiling from the unpleasant, so that we can enjoy a mind undisturbed by worry, merely open like the sky, and effortlessly aware of the flow of experience in the present. (Page 45)

The traditional goal of meditation is to arrive at a state of well-being that is imperturbable—or if perturbed, easily regained. (Page 50)

The French monk Matthieu Ricard describes such happiness as “a deep sense of flourishing that arises from an exceptionally healthy mind.” 15 The purpose of meditation is to recognize that you already have such a mind. That discovery, in turn, helps you to cease doing the things that produce needless confusion and suffering for yourself and others. (Page 50)

So what would a spiritual master be a master of? At a minimum, she will no longer suffer certain cognitive and emotional illusions—above all, she will no longer feel identical to her thoughts. Once again, this is not to say that such a person will no longer think, but she would no longer succumb to the primary confusion that thoughts produce in most of us: She would no longer feel that there is an inner self who is a thinker of these thoughts. Such a person will naturally maintain an openness and serenity of mind that is available to most of us only for brief moments, even after years of practice. I remain agnostic as to whether anyone has achieved such a state permanently, but I know from direct experience that it is possible to be far more enlightened than I tend to be. (Page 51)

Even just recognizing the impermanence of your mental states—deeply, not merely as an idea—can transform your life. Every mental state you have ever had has arisen and then passed away. This is a first-person fact—but it is, nonetheless, a fact that any human being can readily confirm. (Page 51)

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The promise of spiritual life—indeed, the very thing that makes it “spiritual” in the sense I invoke throughout this book—is that there are truths about the mind that we are better off knowing. What we need to become happier and to make the world a better place is not more pious illusions but a clearer understanding of the way things are. (Page 51)

No one hesitates to admit the role of talent and training in the context of physical and intellectual pursuits; I have never met another person who denied that some of us are stronger, more athletic, or more learned than others. But many people find it difficult to acknowledge that a continuum of moral and spiritual wisdom exists or that there might be better and worse ways to traverse it. (Page 52)

Contemplatives have long understood that positive habits of mind are best viewed as skills that most of us learn imperfectly as we grow to adulthood. It is possible to become more focused, patient, and compassionate than one naturally tends to be, and there are many things to learn about how to be happy in this world. These are truths that Western psychological science has only recently begun to explore. (Page 53)

According to the Buddhist teachings, human beings have a distorted view of reality that leads them to suffer unnecessarily. We grasp at transitory pleasures. We brood about the past and worry about the future. We continually seek to prop up and defend an egoic self that doesn’t exist. This is stressful—and spiritual life is a process of gradually unraveling our confusion and bringing this stress to an end. According to the Buddhist view, by seeing things as they are, we cease to suffer in the usual ways, and our minds can open to states of well-being that are intrinsic to the nature of consciousness. (Page 53)

Chapter 2 The Mystery of Consciousness

In one of the most influential essays on consciousness ever written, the philosopher Thomas Nagel asks us to consider what it is like to be a bat. 1 His interest isn’t in bats but in how we define the concept of “consciousness.” Nagel argues that an organism is conscious “if and only if there is something that it is like to be that organism—something that it is like for the organism.” (Page 56)

Nagel’s point is that whatever else consciousness may or may not entail in physical terms, the difference between it and unconsciousness is a matter of subjective experience. Either the lights are on, or they are not. 3 (Page 57)

At this moment, you might be vividly aware of reading this book, but you are completely unaware of the electrochemical events occurring at each of the trillions of synapses in your brain. However much you may know about physics, chemistry, and biology, you live elsewhere. As a matter of your experience, you are not a body of atoms, molecules, and cells; you are consciousness and its ever-changing contents, passing through various stages of wakefulness and sleep, from cradle to grave. (Page 57)

If you think the important part of consciousness is its link to speech and behavior, spare a moment to consider the problem of “anesthesia awareness.” It is a cure for much bad philosophy. (Page 58)

To say that consciousness may only seem to exist, from the inside, is to admit its existence in full—for if things seem any way at all, that is consciousness. Even if I happen to be a brain in a vat at this moment—and all my memories are false, and all my perceptions are of a world that does not exist—the fact that I am having an experience is indisputable (to me, at least). This is all that is required for me (or any other sentient being) to fully establish the reality of consciousness. Consciousness is the one thing in this universe that cannot be an illusion. (Page 58)

As our understanding of the physical world has evolved, our notion of what counts as “physical” has broadened considerably. A world teeming with fields and forces, vacuum fluctuations, and the other gossamer spawn of modern physics is not the physical world of common sense. In fact, our common sense seems to be stuck somewhere in the sixteenth century. (Page 59)

Authors struggling to link spirituality to science generally pin their hopes on misunderstandings of the “Copenhagen interpretation of quantum mechanics,” which they take as proof that consciousness plays a central role in determining the character of the physical world. If nothing is real until it is observed, consciousness cannot arise from electrochemical events in the brains of animals like ourselves; rather, it must be part of the very fabric of reality. But this simply isn’t the position of mainstream physics. It is true that, according to Copenhagen, quantum mechanical systems do not behave classically until they are observed, and before that they may seem to exist in many different states simultaneously. But what counts as “observation” under the original Copenhagen view was never clearly defined. The notion has been refined since, and it has nothing to do with consciousness. It’s not that the mysteries of quantum mechanics have been resolved—the physical picture is strange however one looks at it. And the problem of how an underlying quantum mechanical reality becomes the seemingly classical world of tables and chairs hasn’t been completely understood. However, there is no reason to think that consciousness is integral to the process. It seems certain, therefore, that anyone who would base his spirituality on misinterpretations of 1930s physics is bound to be disappointed. (Page 59)

Any attempt to understand consciousness in terms of brain activity merely correlates a person’s ability to report an experience (demonstrating that he was aware of it) with specific states of his brain. While such correlations can amount to fascinating neuroscience, they bring us no closer to explaining the emergence of consciousness itself. (Page 63)

The phenomenon of binocular rivalry has provided an especially useful foothold here: It just so happens that when each eye is presented with a different visual stimulus, a person’s conscious experience is not a blending of the two images but, rather, a series of apparently random transitions between them. If, for instance, you are shown a picture of a house in one eye and a human face in the other, you will not see the two images competing with each other or otherwise superimposed. You will see the house for a few seconds, and then the face, and then the house again, switching at random intervals. This phenomenon has allowed experimenters to look for those regions of the brain (in both humans and monkeys) that respond to a change in conscious perception. The psychophysical situation seems tailor-made to distinguish the frontier between the conscious and unconscious components of vision, because the input remains constant—each eye receives the continuous impression of a single image—while somewhere in the brain a wholesale change in the contents of consciousness occurs every few seconds. This is very interesting—and yet subjects experiencing binocular rivalry are conscious throughout the experiment; only the contents of visual awareness have been modulated by the task. If you shut your eyes at this moment, the contents of your consciousness change quite drastically, but your consciousness (arguably) does not. (Page 65)

The main commissure in the brains of placental mammals like ourselves is the corpus callosum, the fibers of which link similar regions of the cortex across the hemispheres. The evolutionary history of this structure is still a matter of dispute, but in human beings it represents a larger system of connectivity than the sum of all the fibers linking the cortex to the rest of the nervous system. (Page 68)

Once patients recover from this surgery, they generally appear quite normal, even on neurological exam. 32 Under the experimental conditions that Sperry and his colleagues devised, however—first in cats and monkeys, 33 and then in humans34—two principal findings emerged. First, the left and right hemispheres of the brain display a high degree of functional specialization. This discovery was not entirely new, because it had been known for at least a century that damage to the left hemisphere could impair the use of language. But the split-brain procedure allowed scientists to test each hemisphere independently on a variety of tasks, revealing a range of segregated abilities. The second finding was that when the forebrain commissures are cut, the hemispheres display an altogether astonishing functional independence, including separate memories, learning processes, behavioral intentions, and—it seems all but certain—centers of conscious experience. (Page 69)

The classic demonstration of hemispheric independence in a split-brain patient runs as follows: Show the right hemisphere a word—egg, say—by briefly flashing it in the left half of the visual field, and the subject (speaking from his language-dominant left hemisphere) will claim to have seen nothing at all. Ask him to reach behind a partition and select with his left hand (which is predominantly controlled by the right hemisphere) the thing that he “did not see,” and he will succeed in picking out an egg from among a multitude of objects. Ask him to name the item he now holds in his left hand without allowing the left hemisphere to get a look at it, and he will be unable to reply. If shown the egg and asked why he selected it from among the available materials, he will probably confabulate an answer (again, with his language-dominant left hemisphere), saying something like “Oh, I picked it because I had eggs for breakfast yesterday.” This is a peculiar state of affairs. (Page 71)

a person whose brain is functioning normally will find it impossible to draw incompatible figures simultaneously with the right and left hands; divided brains accomplish this task easily, like two artists working in parallel. (Page 72)

What is most startling about the split-brain phenomenon is that we have every reason to believe that the isolated right hemisphere is independently conscious. It is true that some scientists and philosophers have resisted this conclusion, 36 but none have done so credibly. If complex language were necessary for consciousness, then all nonhuman animals and human infants would be devoid of consciousness in principle. If those whose left hemispheres have been surgically removed are still believed to be conscious—and they are—how could the mere presence of a functioning left hemisphere rob the right one of its subjectivity in the case of a split-brain patient? (Page 72)

The question of whether the right hemisphere is conscious is really a pseudo-mystery used to bar the door to a great one: the uncanny fact that the human mind can be divided with a knife. (Page 73)

Much of what makes us human is generally accomplished by the right side of the brain. Consequently, we have every reason to believe that the disconnected right hemisphere is independently conscious and that the divided brain harbors two distinct points of view. This fact poses an insurmountable problem for the notion that each of us has a single, indivisible self— (Page 75)

Imagine undergoing a complete callosotomy. Like most such surgeries, you could be kept awake, because there are no pain receptors in the brain. There is also no reason to think that you would lose consciousness during the procedure, because a person can have an entire hemisphere removed (hemispherectomy) without loss of consciousness. 44 Nor would you suffer a lapse in memory. After surgery, you would tend to speak in a way characteristic of alexithymia (the inability to describe your emotional life), and you might also demonstrate an inappropriate degree of politeness. 45 Whether or not you had occasion to notice these changes in yourself, it seems all but certain that you would retain your sense of being a “self” throughout the experience. (Page 76)

The most astonishing quality of dreams is surely our lack of astonishment when they arise. (Page 77)

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We now know that at least two systems in the brain—often referred to as “dual processes”—govern human cognition, emotion, and behavior. One is evolutionarily older, unconscious, and automatic; the other evolved more recently and is both conscious and deliberative. When you find another person annoying, sexually attractive, or inadvertently funny, you are experiencing the percolations of System 1. The heroic efforts you make to conceal these feelings out of politeness are the work of System 2. (Page 81)

Scientists have learned how to target System 1 through the phenomenon of “priming,” revealing that complex mental processes lurk beneath the level of conscious awareness. 50 The experimental technique of “backward masking” has been at the center of this research: Human beings can consciously perceive very brief visual stimuli (down to about 1/ 30 of a second), but we can no longer see these images if they are immediately followed by a dissimilar pattern (a “mask”). This fact allows for words and pictures to be delivered to the mind subliminally, 51 and these stimuli have subsequent effects on a person’s cognition and behavior. For instance, you will be faster to recognize that ocean is a word if it follows a related prime, like wave, than if it follows an unrelated one, like hammer. And emotionally charged terms are more easily recognized than neutral ones (sex can be presented more briefly than car), which further demonstrates that the meanings of words must be gleaned prior to consciousness. Subliminally promised rewards drive activity in the brain’s reward centers, 52 and masked fearful faces and emotional words increase activity in the amygdala. 53 Clearly, we are not aware of all the information that influences our thoughts, feelings, and actions. (Page 81)